What Does the Securities & Exchange Commission Do?

The United States Securities and Exchange Commission (SEC) is a federal government agency that is responsible for the regulation of securities markets. Their goals include maintaining fair markets, facilitating capital formation, and protecting investors from investment fraud.

The SEC is also home to the Whistleblower program which allows them to obtain information about potential securities violations across the world. Continue reading to learn more about the purpose of the SEC.

Protecting Investors From Fraud

The most important goal of the SEC is to protect investors from fraud. There are numerous ways that investors can be taken advantage of. Some of the most often seen types of investment fraud include:

  • Insider trading – This occurs when a broker or someone else working in the financial industry makes a trade based on confidential information they obtained. Insider trading is tricky because it can be legal if the trader made the decision to trade without considering the information that hadn’t been made available to the public. Reporting suspected insider trading can only help protect investor funds.
  • Embezzlement – Embezzlement happens with alarming frequency. When you entrust your funds to another who then takes ownership of your money without your permission, you’ve been a victim of embezzlement. A good example could be an investor who hires a financial advisor who in turn makes small deposits from the investor’s account and into their own over time, effectively stealing from their client.
  • Pyramid schemes – In a pyramid scheme, investors are presented an investment opportunity that doesn’t exist. The program runner requires investors to recruit new investors and then pays higher-tiered investors with the funds from lower-tiered investors. This is a scheme because not only does the investment opportunity not exist, but these pyramids always fail when the fraudster either can’t keep up in repaying investors, or fails to get investors to recruit new investors.
  • Short selling – Short selling occurs when a trader secures the right to borrow stock and sells the stock when the price is expected to drop. This allows the trader to pocket the price difference. It becomes illegal if the trader made the decision to trade through confidential information or did not have permission to borrow the stock they traded.

These are just a few of the different kinds of investment scams that investors need to be wary of. Since there are so many ways that investors can be scammed, the SEC relies on whistleblowers who expose these securities violations so that they can begin investigating corporations and individuals who engage in fraudulent activity.

Home Of The Whistleblower Program

The SEC’s whistleblower program was designed to allow would-be whistleblowers to provide tips and information to the SEC. If the whistleblower meets specific requirements as laid out in the Dodd-Frank Act, they’ll be able to collect an award for taking the risk of blowing the whistle on securities violations.

These criteria include coming forward on a voluntary basis, and the tip given being original. In addition, the SEC will need to be able to take enforceable action against the individual or company being investigated whether that be by imposing sanctions or shutting down the business altogether.

For the whistleblower to earn an award, the SEC will also need to be able to recover sanctions of more than $1,000,000, of which the whistleblower will be entitled to between 10% and 30% depending on how valuable their information was to the success of the SEC’s investigation.

Despite the potential for substantial awards, many whistleblowers are afraid to come forward when they come into information about fraud due to the fear of retaliation. The Dodd-Frank and Sarbanes-Oxley Act contain provisions that protect whistleblowers from being harassed, demoted, made to endure a hostile work environment, or terminated for becoming a whistleblower.

If the company you work for retaliates against you, your attorney will bring a wrongful termination claim against them, and the SEC will also impose sanctions to punish them for violating the Dodd-Frank and SOX Acts.

Submit Your Tips By Working With An SEC Whistleblower Lawyer

Now that you have an idea about what the SEC’s purpose is, if you become aware of possible securities violations or other fraudulent activity that could put investors at risk, you can report your tips to the SEC and potential become an award winning whistleblower.

Consult with an SEC whistleblower law firm before you do so that you have the option of remaining anonymous when you report, and have a skilled attorney by your side who can help you prepare for the whistleblowing process.

Lawyer SEO: How It Can Help You Grow Your Practice!

About Lawyer SEO (Search Engine Optimization)

If you are a lawyer seeking to grow your practice, then Lawyer SEO may just be perfect for you! Lawyer SEO is another way of referring to the concept of Legal Advertising (or the broader term of legal marketing with Internet marketing throw in. Lawyer SEO is essentially the art of using SEO tips and tricks to promote the services of a given lawyer or law firm and help the same rank well in search engine results.

Of course there are right ways and wrong ways to go about advertising as a lawyer. There are clearly defined rules governing that which is permissible and that which is not. Legal advertising activities when done right (that is within the provisions given) involve a mixture of using client testimonial, public relations and cross-selling among others.

Advertising on the Internet: How Lawyers Can Maximize SEO to promote their practice

In an age where persons are turning to the Internet more often than not to seek out businesses and the services they offer, and are increasingly doing so from mobile devices including smartphones and tablets. For any lawyer or law firm to capitalize on the same, it is necessary that they not only build a website to promote their services and share in this global market of mobile Internet users, but use SEO tactics to help get them get the maximum benefits therein.

Some of the SEO practices that lawyers can use to better promote their websites and services include:

• Making their website responsive and thereby mobile-friendly.
• Create landing pages and using targeted keywords for said landing pages
• Blogging and social media syndication
• Interactive and optimized videos, images and other content

among others.

Through SEO Internet marketing strategies and practices such as blogging, social media syndication and so forth, lawyers can put their websites to work for them in promoting their brand and services. This is due to the fact that SEO practices allows persons to expand the scope of their reach as they are far more likely to be able to engage their respective niches in a myriad of different ways. The multi-thronged approach that SEO offers allows for a more flexible and broader reach. Also, said SEO practices allow brands and services providers to stamp their authority within their given field, gain the respect of their prospective clients.

In addition to gaining respect and spreading the reach of their law firm and practice, there is also the fact that lawyers benefit from SEO as it increases the amount of traffic that they are able to drive to their website. This increased traffic when coupled with targeted landing pages can lead to higher conversion rates which is in essence a larger number of persons enquiring about and using the services being advertised. This in turn leads to a building a practice and firm that will continue to grow and benefit from the resulting increased revenues.

Get the Help You Need and Take Your Practice to the Next Level

As stated prior, there are rules governing just what is allowed as lawyers promote their practice and services. Add to this the intricacies of effectively implementing lawyer SEO and you may have quite a job on your hands. It is for this reason it is recommended that you hire professionals to help you get the job done, starting with getting no charge, no strings attached website audit. Marketing experts specializing in lawyer SEO can help you do just that. You can start getting the results you desire today.


Why You Should Visit a Compounding Pharmacy

There are many benefits of visiting a compounding pharmacy. Among them is the ability to have your medication customized for your particular needs. While traditional pharmacies simply fill the prescription exactly as prescribed by your doctor, a compounding pharmacist can combine various drug ingredients in order to create a medication that is specific to your individual needs. This means that if a drug has caused you a bad reaction, there could be a way to get the benefits from it without the negative side effects. While this depends entirely on the patient and medication in question, there is hope for real results when you visit our pharmacy.

A Compounding Pharmacy Provides

#1 Customized Medications

If you had a bad reaction to something, let us know. At The Healthy Choice Compounding Pharmacy we can work with you to design medications that you can take. This way your health can improve without the side effects.

#2 Relief for Allergy Sufferers

We understand that many of our patients have been unable to take a particular drug due to their allergies. We can work to address this problem by removing the components that you are allergic to.

#3 Help for Children

Many children cannot swallow pills but need to take medication that is often unavailable in liquid form. We can help, providing them with a liquid medication that would otherwise be unavailable.

#4 More than Medication

We view our pharmacy as a partner in your total health. Instead of simply providing you with medications, we want to know what health challenges you are dealing with and if your quality of life has been hampered by your health, age or physical condition. We have solutions, for example, to improve your libido. By learning about the health challenges you face, we can offer meaningful solutions.

It is Easy to Order from a Compounding Pharmacy

If you know someone that is taking a variety of medications, looking to become healthier and wants to improve their quality of life, share this blog post with them. By learning about our compounding pharmacy, they will be empowered to make healthier decisions.